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Course description

Major risks lurk in areas that have not yet been identified. Seemingly harmless procedures can pose significant threats. For example, can you definitively answer the following questions?

  • Just how many bank controlled demand deposit accounts (DDA) are on your books?
  • How would you begin to identify these?
  • Who is responsible for the controls and reconciliation of these accounts?

Failure to identify and adequately apply controls can leave a opening large enough for even the most inexperienced employee to drive a dump truck through.

This session will assist you in: 


  • Identifying covered accounts
  • Evaluating the reliability, adequacy, and effectiveness of accounting, operating, and administrative controls
  • Detecting potential fraud
  • Developing workpapers

Instructor(s)

Partner, Cashman Compliance Solutions, LLC

Patricia Cashman

Patricia Cashman is a partner in Cashman Compliance Solutions, LLC. She is responsible for consumer compliance reviews, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training. Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country. Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), BankersOnline (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.

Course curriculum

  • 1

    Video

    • HOW TO: Auditing Bank Controlled DDAs

  • 2

    Materials

    • Materials

    • Slides

    • Questions and Answers