Frontline BSA/AML Training

Recorded on April 5, 2016   |   With Patricia Cashman

Frontline BSA/AML Training

With Patricia Cashman
  • 1 Video
  • 3 PDFs
  • 2.0 hrs
Course description

ICB Credit: 2.5 CRCM

Each federal regulatory agency requires both initial and periodic BSA/AML training for all "appropriate personnel." While the term "appropriate personnel" encompasses almost all employees, officers, and directors, this session focuses on the first line of defense - the "frontline." Not only will we discuss the basic technical requirements, but we will also examine the reasoning behind the fact gathering that's required.

We will cover:

  • Background and reason for BSA
  • Obtaining the information required for CTR completion
  • Obtaining information for other recordkeeping requirements, such as the amount of cash in a deposit, cash purchases of monetary instruments, etc.
  • Compliance with your financial institution's CIP requirements
  • Identifying and reporting unusual activity
    • Sample scenarios with suggested prompts for additional information and how to document

Who Should Attend:
All front line personnel, tellers, platform personnel, training officers, compliance officers, BSA/AML officers, risk officers

Course Curriculum

Frontline BSA/AML Training
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Patricia Cashman
Patricia Cashman
Partner, Cashman Compliance Solutions, LLC

Patricia Cashman is a partner in Cashman Compliance Solutions, LLC. She is responsible for consumer compliance reviews, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training.

Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country.

Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), BankersOnline (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.