Advertising Compliance 101

Recorded on November 2, 2016   |   With David Dickinson

Advertising Compliance 101

With David Dickinson
  • 1 Video
  • 4 PDFs
  • 1 Download
  • 2.0 hrs
Course description

ICB Credit: 2.5 CRCM

You need to know the technical advertising requirements established within the various regulations if you are responsible for either producing or reviewing advertisements.

In this webinar, we will focus on complying with the advertising requirements in consumer protection regulations. We will also address how advertisements can cross the line between "attracting" someone and not deceiving them (UDAAP). Included will be guidelines for, and examples of, what you can say, can't say, when to say it, and more. Several real life examples of advertising errors will also be shared.

The webinar will also focus on recognizing the key compliance production elements and compliance controls with respect to an advertisement from creation to publication. The webinar will help keep the rules straight and will provide useful checklists and other compliance tools to make your job easier, whether you're a compliance professional, an auditor, or a designer of ads in a marketing department.

Topics covered:

  • FDIC signage and advertising rules
  • The Fair Housing Act
  • Truth in Lending
  • Truth in Savings
  • Sample Rate Sheet
  • Non-Deposit Investments
  • Lobby Disclosures
  • Web Sites

Lotteries and sweepstakes will not be covered.

Course Curriculum

Advertising Compliance 101
Materials - Part 3
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Materials - Part 1
Materials - Part 2
Materials - Part 3
Questions and Answers
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David  Dickinson
David Dickinson

David’s banking career began as a field examiner for the FDIC in 1990. He later became a Loan Officer for a small bank. In 1993, he established Banker’s Compliance Consulting. Along with his amazingly talented Team, he has written numerous compliance articles for prestigious banking publications and has developed compliance seminars that Banker’s Compliance Consulting produces.

He is an expert in compliance regulations. He is also a motivational speaker and innovative educator. His quick wit and sense of humor transforms the usually tiring topic of compliance into an enjoyable educational experience. David is on the faculty of the Center for Financial Training, the American Bankers Association National Compliance Schools and is a frequent speaker at the ABA’s Regulatory Compliance Conference. David is also a trainer for hundreds of webinars, is a Certified Regulatory Compliance Manager (CRCM) and has been a BankersOnline Guru for many years. The American Bankers Association honored David with their Distinguished Service Award in 2016.

David and his wife Karen have 3 adult children (none of whom live at home!) & 3 cats (which Dave is allergic to). They live on a lake in Nebraska and when possible, Dave can be found fishing or in the water. David plays the guitar & piano and enjoys singing with Karen. Together they lead worship at their church.