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 | ACH: Performing Both a Self-Test and Compliance Audit
Presented by: Andy Zavoina
As a NACHA participating member you have to complete a self-audit annually, before December 1st. This isn't a new requirement, but many bankers are asking for guidance, where do you start,
  how do you find resources, how do you identify risks and how do you get the most out of an audit. You realize that the ACH audit is associated with BSA/AML, consumer protection regulations, information security and more. And this webinar is going to roll these together where they touch, so you get the most out of your time and your resources. And it all starts with just a two hour webinar.
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 | Auditing Deposit Products
Presented by: Andy Zavoina
Why is auditing your deposit products like managing a trip to the moon? If you are off by a quarter of a degree, at first it doesn't matter, but when you get to where the moon was supposed to be, it is a big deal.
With so much time between exams, auditing your deposit products has never been more important. A failure in one area can cause substantial problems by the time it is found, if you aren't detecting and correcting on a regular basis. Systems changes, personnel changes, training, procedures and more influence your compliance rating. Learn the right way to audit the deposit side of the bank including what regulations, when, with what resources, who to report to and how to correct the problems.
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 | Compliance Auditing
Presented by: Andy Zavoina
Your compliance audits are a foundation of your program. They help you assess and manage risk and they show your examiners the effectiveness of your overall program. You cannot take shortcuts, but you can work smartly. Learn where to get free resources and workpapers, what are the hot topics, how to do a file sample that is statistically sound, how and who to report your findings to and what follow up actions must be done.
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 | Residential Real Estate Loans: Performing a Compliance Audit
Presented by: Patricia Cashman
Knowing the technical requirements of regulations is not enough. Understanding them, being able to review them and to detect and correct errors is integral in your compliance and risk management programs.
Learn how to find the error, the cause for the error and the best way to affect corrective action that cures the problem and reduces potential risks in the future. Auditing residential real estate loans is so much more than completing a checklist. Learn how the overall process will improve the quality of your loans and the confidence in your compliance program.
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 | Truth in Lending - Auditing Open-end Credit
Presented by: Jack Holzknecht
Home equity lines and overdraft lines are just two of the common open-end credit products many institutions offer today. Your compliance program should address the risks involved in open-end products and the controls. One of these is auditing and monitoring. This webinar will go through initial disclosures and periodic disclosures, program disclosures, credit card solicitations, rescission notices and more. Open-end products are somewhat unique and a special skillset is required to manage the compliance aspects involved. Here is a chance to hone your skills.
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