View All

	Conducting a Bank-Wide Risk Assessment Presented by: Kathleen Blanchard Enterprise Risk Management is a favorite topic of banking regulators - and therefore bankers. Examinations are "risk based." By conducting its own risk assessment, a bank has the opportunity to put all of the information in front of its primary regulator before a risk assessment is made without adequate knowledge of processes and controls.
	Documenting Your BSA/AML/OFAC Risk Assessment Presented by: Ken Golliher Nestled among many, many requests for documents in your next pre-examination questionnaire for a BSA/AML examination you will find: "Make available copies of management's BSA/AML risk assessment of products, services, customers, and geographic locations." Regulators expect your bank to have a formal, written BSA/AML risk assessment which is to be provided to them in advance of the on-site examination. (You will need one for OFAC too.) If you haven't completed yours, this is the webinar for you. Get your planning committee together to listen in - we're about to save you a lot of time and make you a lot more confident of your efforts.
	Reducing Fair Lending Risk Presented by: Jack Holzknecht Learn the same techniques used by your examiner to identify and mitigate fair lending risk. Being proactive throughout the key stages of a loan will lead to a more effective fair lending program. Designed for compliance officers, audit, marketing and loan administration, this program will teach you how to avoid surprises in the form of costly referrals to Justice.
	Risk Analysis on Information Security Presented by: Mary Beth Guard This Webinar will take you, step by step, through three of the key components for risk assessment: information gathering, analysis of the likelihood and potential harm from various risks, and prioritization of responses. It will acquaint you with critical success factors in the risk assessment area. As part of the program, you will receive tools to help you get the job done and we'll make you aware of additional resources available to you.
	Risk Management: The Lender's Job Presented by: Lucy Griffin Risk is inherent in what we do. What is "risk management", what does it do for you, how do you get there and why is it so important? This session examines what is risk, identifying it, categorizing it and using it to prioritize use of the limited time you have to accomplish the most important tasks you must. This session will put into everyday context, the specific management skills you need to control and manage risks in your institution.
	Risk Management: The Teller's Job Presented by: Lucy Griffin Often when you want to manage risks you need to look at them from an analog perspective, and you start at the beginning. Many of the most severe risks that need to be managed in today's banking environment start with the teller. Dollars are being deposited and withdrawn, comments are made, questions are asked and the teller is often in the best position to identify suspicious transactions, to recognize structuring and to raise red flags. There are many instances in this job position where risks are obvious. Join Lucy Griffin in identifying the obvious and not so obvious risks for your teller positions, learn how to teach the teller what to watch for, how to classify them and how to manage them.
	Risk Management: The Branch Manager's Job Presented by: Lucy Griffin This training segment will review risk management from the perspective of a branch manager. The compliance officer and auditor have to identify, mitigate and control risks, but who sees these risks everyday, actually dealing with them and doing what you have said needs to be done? The branch manager is concerned with training staff, ensuring that they have a practical understanding of the financial institution's procedures, employing the controls that have been put in place and assisting in the continued updates to recognize new risks. The compliance officer, auditor and branch manager need to work together and to see what happens from each others perspectives.