Bank Secrecy Act Update, 2004
Presented by:
Ken Golliher
Materials (only available to registered users)


Complying with the Bank Secrecy Act is like trying to hit a moving target - change is the guaranteed element of your compliance program. This seminar focuses on the recent developments that affect your ongoing compliance efforts.
  • Mandatory anti - money laundering programs - what are the requirements?
  • The "New" Currency Transaction Report; Form 140 replaces Form 4789· Reviewing CTR filing exemptions
  • Examination procedures - your next on-site BSA examination will be a new experience
  • Responding to Section 314(a) requests from FinCEN - as part of your BSA compliance program
  • Recently published FinCEN Q & A's
  • Recently published FinCEN Administrative Rulings
Why Attend This Weminar?
  • BSA is one of the few regulations where compliance is so critical it is classified as a "safety and soundness" issue.
  • Regulations require every bank to have an ongoing Bank Secrecy Act training program and examiners routinely ask for evidence of recent training - even from experienced BSA personnel.
  • As with any BOL Webinar, you can train several staff members with without travel expenses and time away from the bank.
Who Should Attend?
The program is designed for experienced personnel who have responsibility for maintaining or auditing Bank Secrecy Act compliance efforts.

Materials
The handout is the manual from the presenter's full day BSA seminar. It includes a great deal more information that will be addressed in this webinar and will serve as a continuing resource for attendees.

About the speaker:  Ken Golliher
Ken is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the "why" and "how" of regulations to thousands of financial institution personnel and examiners. Ken's banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS' Level I Compliance School and the FDIC's Advanced Consumer Protection school for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by the Illinois, Indiana, Iowa, Georgia, Kansas, Kentucky, Nebraska, Oklahoma, Pennsylvania and Texas bankers associations. He is a member of the Society for Applied Learning Technology. He is also a "BOL Guru."

About the seminar:
One registration is required per location. If the complete broadcast is received via the computer the AUDIO and VIDEO components can be connected to an A/V projector to allow multiple participants to view the conference. If the audio portion of the broadcast is received via the telephone the AUDIO portion can be placed on speaker phone to allow multiple participants. Interactive components delivered via Web include slides, online polls and interactive Q&A via chat.

Handouts will be provided and we welcome questions during and after the seminar, as well as in advance. Questions received after the seminar will be posted on a special Web page for later viewing by seminar attendees.

Contact Information: Billing questions can be directed to Carin Eisenhauer, carin@bankersonline.com. All other questions may be directed to mpetry@bankersonline.com

TEST YOUR SYSTEM: Click below to test receiving the presentation using Windows Media Player.